Charlie Cottam, Portfolio Manager
Charlie was appointed an equity analyst at Cazenove in 1995, moving to Panmure Gordon in 2002 where he was head of the Support Services team. He has been an analyst for 33 companies that his firm was broker to and has worked on a number of IPOs in the sector. After graduating from Durham University in Politics and Economics, he then qualified as a Chartered Accountant with Price Waterhouse in 1994. He won the Reuters award for Investment Analysis in 1996. He left the stockbroking world in 2007 to establish Broadwalk, which runs the first fund to focus on the European Services sector.
Mark Shepperd, Senior Investment Analyst
Mark joined Broadwalk in 2013 after spending 32 years at UBS including 20 running its Support Service team. He has also held the position of head of Small Cap research at UBS and been part of the firms top rated Media, Industrials and Retail teams. His final two years were spent in UBS' Investment Banking Division, advising on IPOs, M&A and investor relations. Under his leadership UBS was consistently top rated by all the major Investor Surveys for Research in Support Services. He and his team acted on a number of major IPO's including Hays, Experian and Intertek, and were also nominated stockbroker to many leading companies in the sector. Mark was named by Institutional Investor as the fourth most successful sell side analyst over the last 30 years. He has a MSc in Management from Imperial College and and BSc in Psychology from London University
Shaun Taulbut, Head of Administration
Shaun has worked in Financial Services since 1986, mainly with Australia & New Zealand Banking Group where he held a number of positions including Director of Corporate Finance, Head of Finance for Europe and Financial Controller for ANZ Grindlays Bank plc. Prior to that Shaun was Group Accountant at Standard Chartered Bank and qualified as a chartered accountant with Coopers & Lybrand. Shaun is a Member of the Association of Corporate Treasurers and holds an MA from Cambridge University. In 1978 he won the European Under 20 Chess Championship and was a member of the World Champion Under 26 English chess team.
Caroline Mainwaring, Finance Consultant
Caroline has over 20 years of experience including at JP Morgan, Morgan Stanley and Rolls Royce. Caroline qualified as a Chartered Accountant with Ernst and Young in 1996. She is a graduate of Durham University with a BA in English Literature.
Hannah Spencer, Senior Consultant, Portman Compliance Consulting LLP
Hannah joined Portman in 2014 and has assisted Broadwalk with day-day compliance since April 2014. Prior to that, she worked as a Senior Regulatory Consultant at Fund Axis Ltd. She has direct experience at the regulator having worked for a number of years at the FCA (previously FSA) as a Firm Relationship Manager where she was responsible for leading and carrying out ARROW visits on non-retail asset management firms. Previously to the FCA Hannah worked in the Compliance teams of Credit Suisse, Aberdeen Asset Management and Singer & Friedlander. Hannah is a Law graduate from the University of Warwick.
DIRECTORS OF BROADWALK SELECT SERVICES FUND LIMITED
David is currently managing director of Meridian Asset Management (C.I.) Limited, which he founded in 1991. He is also a director of Henderson Far East Income Limited, Northcross Capital Management Limited, Northcross Holdings Limited, and RBC Regent Strategy Fund Limited. He was formerly head of investment management with the Royal Trust Company of Canada in Jersey. He started his career as an Investment Analyst at the stockbrokers Simon & Coates and has an MA in Economics from Cambridge University.
Andrew was a Member of the London Stock Exchange and Partner in WI Carr Sons and Co from 1973 to 1980 with specific responsibility for the rapidly growing Far Eastern operations out of London. In 1980 he moved to Jersey and set up the Jersey office of stockbrokers Phillips and Drew (now part of UBS). From 1988 until 1992 he was a Founding Director and Shareholder of Channel Islands Portfolio Managers, before it was acquired by Quilter Goodison and Co (now part of Morgan Stanley). From 1992-2001 he was Managing Director of the leading Jersey Stockbroking and Investment Management company, Le Masurier James and Chinn Limited. Since 2001 he has been a consultant to Collins-Stewart in Jersey with specific responsibility for private clients. He holds various outside Independent Directorships. He is a Fellow of the Securities Institute and was awarded a BA Honours in Modern Languages from Nottingham University in 1966.
Same as above.